Claire M. Chavez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claire Margaret Chavez, who also goes by Claire Margaret Obermeier, Claire Margaret Obermeier-chavez, was a registered financial professional .
Claire is a previously registered financial professional and started their career in finance in 2009. Claire had worked at 6 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2017 - August 5, 2024
PENSIONMARK SECURITIES, LLC
September 30, 2015 - September 1, 2017
CAPFINANCIAL SECURITIES, LLC.
September 23, 2015 - August 5, 2024
WORLD INVESTMENT ADVISORS, LLC
October 9, 2014 - September 29, 2015
INDEPENDENT FINANCIAL PARTNERS
October 3, 2014 - September 25, 2015
LPL FINANCIAL LLC
October 21, 2009 - October 6, 2014
FINANCIAL TELESIS INC
February 12, 2009 - October 6, 2014
FINANCIAL TELESIS INC
State Registrations and Notice Filings
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Exams
Current Firm
PENSIONMARK SECURITIES, LLC
CRD#: 283952 / SEC#: , 8-69773
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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