Michael R. Smith

JW NOVA WEALTH PARTNERS

NEWTOWN, PA 18940

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CRD#: 5126990

Professional summary

Michael Raymond Smith, CFP®, who also goes by Michael R Smith, Michael Smith, is a registered financial advisor currently at JW NOVA WEALTH PARTNERS located in Newtown, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael R Smith | Michael Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CLOUDREST,INC; INVESTMENT RELATED; PHILADELPHIA,PA; 100% OWNERSHIP; START DATE 03/23/2018; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE. WEALTH ADVISORY GROUP, INVT RELATED, NEWTOWN, PA, FINANCIAL ADVISOR, START DATE 4/1/2021, 200 HRS PER MONTH, 130 HRS DURING TRADING, RIA PRACTICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Raymond Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 6, 2025 - Present

JW NOVA WEALTH PARTNERS

Office #1: 201 South State St. Suite 1a, Newtown, PA 18940

RIA

CRD#: 333595

NEWTOWN, PA

Past

March 25, 2021 - April 24, 2025

JMAC ENTERPRISES LLC

RIA

CRD#: 312710

NEWTOWN, PA

Past

March 23, 2018 - April 29, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

NEWTOWN, PA

Past

March 23, 2018 - April 29, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

NEWTOWN, PA

Past

June 14, 2007 - March 23, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

YARDLEY, PA

Past

August 31, 2006 - March 23, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

YARDLEY, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JW NOVA WEALTH PARTNERS

CMC WEALTH PARTNERS | PW NOVA FINANCIAL SERVICES LLC | PW NOVA FINANCIAL SERVICES | JW NOVA WEALTH PARTNERS

CRD#: 333595 / SEC#: 801-131527

RIA

Registered Investment Advisory firm - (12/4/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/10/2025)

IAR

Pennsylvania
(1/6/2025)

IAR

Texas
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/13/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2006

General Securities Representative Examination

Current Firm

JW NOVA WEALTH PARTNERS

CMC WEALTH PARTNERS | PW NOVA FINANCIAL SERVICES LLC | PW NOVA FINANCIAL SERVICES | JW NOVA WEALTH PARTNERS

CRD#: 333595 / SEC#: 801-131527

RIA

Registered Investment Advisory firm - (12/4/2024 Approved)

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Contact information

Main Address

201 South State St. Suite 1a, Newtown, PA 18940

Mailing Address

Phone number

(267) 753-7067

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE - PW NOVA FINANCIAL SERVICES (4/1/2025)

FORM ADV PART 2A - PW NOVA FINANCIAL SERVICES (4/1/2025)

Regulatory assets under management

Total Number of Accounts	569
AUM (Assets Under Management)	$ 307,933,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael R. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Raymond Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

JMAC ENTERPRISES LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

JW NOVA WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/13/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/30/2006

Current Firm

JW NOVA WEALTH PARTNERS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JW NOVA WEALTH PARTNERS

TRUST BUT VERIFY

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