Justin R. Bank
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Raymond Bank, who also goes by Justin R Bank, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2006. Justin had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2023 - January 7, 2024
EMPOWER ADVISORY GROUP, LLC
May 12, 2017 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
September 18, 2015 - February 23, 2017
MORGAN STANLEY
September 18, 2015 - February 23, 2017
MORGAN STANLEY
March 28, 2012 - July 16, 2015
CHARLES SCHWAB & CO., INC.
March 27, 2012 - July 16, 2015
CHARLES SCHWAB & CO., INC.
January 19, 2010 - March 6, 2012
EDWARD JONES
January 19, 2010 - March 6, 2012
EDWARD JONES
November 5, 2008 - March 18, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
November 5, 2008 - March 18, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
August 25, 2006 - October 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 20, 2006 - October 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
