Eric H. Yip

ROBINHOOD FINANCIAL

Menlo Park, CA 94025

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CRD#: 5126290

Professional summary

Eric Hoi-yiu Yip, who also goes by Eric H Yip, Eric Yip, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Menlo Park, California.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eric H Yip | Eric Yip

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Hoi-yiu Yip's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2023 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 85 Willow Road, Menlo Park, CA 94025

CRD#: 165998

Menlo Park, CA

Past

October 1, 2016 - October 11, 2023

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN FRANCISCO, CA

Past

May 7, 2014 - October 1, 2016

J.P. MORGAN CLEARING CORP.

CRD#: 28432

BROOKLYN, NY

Past

January 31, 2007 - October 17, 2013

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/31/2023)

Exams

State Security Law Exam

Series 63

Date: 11/29/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/19/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone number

(650) 761-7789

Established

Delaware since 08/24/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROBINHOOD MARKETS, INC	100% OWNER
BILLINGS, MATTHEW JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	1915377
CAVALLARO, ANTHONY JOSEPH	CHIEF COMPLIANCE OFFICER	1607925
GALVIN, SCOT SEAN	PRINCIPAL OPERATIONS OFFICER	3226179
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP	3103432
KOLLER, WALTER	CHIEF OPERATING OFFICER	1932260
QUIRK, STEVEN MARK	MANAGER	2728768
SUBRAMANIAN, SIVARAMAKRISHNAN	MANAGER	7339479

Disclosures

Regulatory Event	55
Arbitration	6

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eric H. Yip

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Hoi-yiu Yip's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN CLEARING CORP.

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/29/2018

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/26/2007

Series 24

Date: 1/19/2019

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBINHOOD FINANCIAL, LLC

TRUST BUT VERIFY

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