Michael J. Ferreira
Professional summary
Michael J Ferreira, who also goes by Mike Ferreira, is a registered financial professional currently at SPROTT GLOBAL RESOURCE INVESTMENTS LTD located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 5 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael J Ferreira's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2024 - Present
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
Office #1: 500 Fifth Avenue Suite 3020, New York, NY 10110June 30, 2015 - January 12, 2021
TOCQUEVILLE SECURITIES L.P.
June 13, 2013 - December 20, 2013
MORGAN STANLEY & CO. LLC
August 18, 2009 - May 18, 2011
CF GLOBAL TRADING, LLC
June 2, 2006 - June 1, 2009
ALLEN & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2024)
Exams
Series 7TO
Date: 12/4/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/7/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD#: 35878 / SEC#: , 8-47039
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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