JH
James J. Hughes Ii
CANTOR FITZGERALD & CO.
Jericho, NY 11753
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CRD#: 5123660
JH
Professional summary
James J Hughes Ii, who also goes by James J Hughes II, James Hughes Ii, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Jericho, New York and CF SECURED, LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2008. James has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
James J Hughes Ii | James Hughes Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James J Hughes Ii's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2008 - Present
CANTOR FITZGERALD & CO.
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753BD
CRD#: 134
Jericho, NY
Current
August 20, 2020 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022Office #2: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753BD
CRD#: 285841
New York, NY
Current
June 17, 2024 - Present
NEWMARK SECURITIES, LLC
Office #1: 125 Park Avenue, New York, NY 10017BD
CRD#: 309193
New York, NY
Current
June 17, 2024 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041BD
CRD#: 154075
New York, NY
Current
June 17, 2024 - Present
GFI SECURITIES LLC
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753BD
CRD#: 19982
Jericho, NY
Current
June 17, 2024 - Present
BGC FINANCIAL, L.P.
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753BD
CRD#: 19801
Jericho, NY
Current
June 17, 2024 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10038BD
CRD#: 13681
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/4/2022)
RR
Alaska(10/5/2022)
RR
Arizona(10/19/2022)
RR
Arkansas(10/5/2022)
RR
California(10/5/2022)
RR
Colorado(10/5/2022)
RR
Connecticut(10/5/2022)
RR
Delaware(10/17/2022)
RR
District of Columbia(10/12/2022)
RR
Georgia(10/6/2022)
RR
Idaho(10/5/2022)
RR
Illinois(10/28/2022)
RR
Indiana(10/4/2022)
RR
Iowa(10/6/2022)
RR
Kansas(10/6/2022)
RR
Kentucky(10/6/2022)
RR
Louisiana(10/5/2022)
RR
Maine(10/5/2022)
RR
Maryland(10/5/2022)
RR
Michigan(10/11/2022)
RR
Minnesota(11/1/2022)
RR
Mississippi(10/7/2022)
RR
Missouri(10/6/2022)
RR
Montana(10/5/2022)
RR
Nebraska(10/4/2022)
RR
Nevada(10/18/2022)
RR
New Hampshire(10/12/2022)
RR
New Jersey(10/5/2022)
RR
New Mexico(10/5/2022)
RR
New York(4/17/2008)
RR
North Carolina(10/10/2022)
RR
North Dakota(10/10/2022)
RR
Ohio(10/5/2022)
RR
Oklahoma(10/5/2022)
RR
Pennsylvania(10/7/2022)
RR
Puerto Rico(10/14/2022)
RR
Rhode Island(10/11/2022)
RR
South Carolina(10/5/2022)
RR
South Dakota(10/5/2022)
RR
Tennessee(10/5/2022)
RR
Texas(10/5/2022)
RR
Utah(10/5/2022)
RR
Vermont(10/5/2022)
RR
Virginia(10/5/2022)
RR
Washington(10/4/2022)
RR
West Virginia(10/6/2022)
RR
Wisconsin(10/4/2022)
RR
Wyoming(10/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
MB
MINT BROKERS
BGC SECURITIES | SEMINOLE TRADING | SEMINOLE FINANCIAL | MINT BROKERS | CANTOR, FITZGERALD CORPORATE BROKERS, INC. | CANTOR FITZGERLAD PARTNERS | CANTOR FITZGERALD PARTNERS | CANTOR FITZGERALD FIXED INCOME BROKERS, INC.
CRD#: 13681 / SEC#: , 8-29616
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
55 Water Street 10th Floor, New York, NY 10038
Mailing Address
55 Water Street 10th Floor, New York, NY 10041
Phone number
(646) 346-7000
Established
New York since 09/25/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MINT BROKERS HOLDINGS I, LLC | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICE | 5612726 |
| MINT BROKERS HOLDING II, LLC | GENERAL PARTNER | |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
