Sondra L. Perry
Professional summary
Sondra Lee Perry, who also goes by Sondra Perry, is a registered financial professional currently at GUIDELINE SECURITIES, LLC located in Burlingame, California.
Sondra is registered as a RR (Registered Representative) and started their career in finance in 2009. Sondra has worked at 11 firms and has passed the Series 65, Series 63, Series 22TO, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sondra Lee Perry's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2025 - Present
GUIDELINE SECURITIES, LLC
Office #1: 1412 Chapin Ave, Burlingame, CA 94010August 26, 2020 - July 7, 2022
OSAIC FA, INC.
August 17, 2020 - July 7, 2022
OSAIC FS, INC.
August 17, 2020 - July 7, 2022
OSAIC FA, INC.
June 9, 2020 - July 7, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 14, 2018 - May 29, 2020
SANTANDER SECURITIES LLC
October 31, 2018 - May 29, 2020
SANTANDER SECURITIES LLC
January 5, 2017 - October 23, 2018
SIGNATOR INVESTORS, INC.
June 24, 2015 - December 31, 2016
SIGNATOR INVESTORS, INC.
June 24, 2015 - January 7, 2016
SIGNATOR FINANCIAL SERVICES, INC.
June 24, 2015 - October 23, 2018
SIGNATOR INVESTORS, INC.
December 22, 2014 - June 23, 2015
MFS INSTITUTIONAL ADVISORS INC.
December 10, 2014 - June 23, 2015
MFS FUND DISTRIBUTORS, INC.
September 20, 2013 - December 2, 2014
OSAIC FA, INC.
June 14, 2013 - December 2, 2014
OSAIC FS, INC.
June 14, 2013 - December 2, 2014
OSAIC FS, INC.
August 8, 2012 - December 3, 2012
COMMONWEALTH FINANCIAL NETWORK
April 4, 2012 - July 25, 2012
J.P. MORGAN SECURITIES LLC
March 24, 2011 - July 25, 2012
J.P. MORGAN SECURITIES LLC
October 28, 2009 - December 16, 2010
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2026)
(2/5/2026)
(1/7/2026)
(2/19/2026)
(1/8/2026)
(1/7/2026)
(1/7/2026)
(1/21/2026)
(1/22/2026)
(1/7/2026)
(1/21/2026)
(1/7/2026)
(1/22/2026)
(2/10/2026)
(1/7/2026)
(1/15/2026)
(1/7/2026)
(1/7/2026)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
GUIDELINE SECURITIES, LLC
CRD#: 332412 / SEC#: , 8-71305
Contact information
FINRA licenses (43 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUIDELINE HOLDINGS, LLC | SOLE MEMBER | |
| LIU, QIAN | CHIEF EXECUTIVE OFFICER | 5562584 |
| MASTROBATTISTO, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 5667446 |
| MEYERS, CHRISTOPHER M JR | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6122487 |
| WISNIEWSKI, JONATHAN BRUCE | PRINCIPAL OPERATIONS OFFICER | 6011199 |
Red Flags
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