Valerie J. Brown
Professional summary
Valerie Jean Brown is a registered financial advisor currently at F L PUTNAM INVESTMENT MANAGEMENT CO. located in Wolfeboro, New Hampshire.
Valerie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Valerie has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Valerie Jean Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2019 - Present
F L PUTNAM INVESTMENT MANAGEMENT CO.
Office #1: 40 Mill Street, Wolfeboro, NH 03894January 3, 2007 - July 16, 2019
FINANCIAL FOCUS, INC.
Primary Firm SEC Registration
F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD#: 106223 / SEC#: 801-21951
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/5/2019)
Current Firm
F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD#: 106223 / SEC#: 801-21951
Contact information
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,380 |
| AUM (Assets Under Management) | $ 7,695,902,054 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/08/2025 | ||
| 08/21/2025 | ||
| 10/28/2024 | ||
| 12/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
