Raymond W. Ruan
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
FREMONT, CA
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CRD#: 5123508
Professional summary
Raymond Wf Ruan, CFP®, who also goes by Raymond W Ruan, Raymond Wf Ruan, Wei Feng Ruan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fremont, California and FIDELITY BROKERAGE SERVICES LLC located in Mountain View, California.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Raymond has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
As your VP Financial Consultant, I will partner with you to understand your short- and long-term goals and to help you build a financial plan that is customized to meet your unique needs. Forming strong relationships with my clients and their families is of the utmost importance to me and I work hard to maintain a deep level of trust, reliability, and competency.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Tax Planning
Insurance Planning
Retirement Planning
Estate Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Raymond W Ruan | Raymond Wf Ruan | Wei Feng Ruan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 67969 | Org Name:Cadence Academy of Music | Org Addr:Fremont, CA, US | Nature of Bus:offer music lessons including piano, violin and singing | Invst Rel:N | Title:Vice President | Duties:I will help managing the office during the weekends | Start Dt:10/27/2020 | Total Hrs p/m:8 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Wf Ruan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Education
San Jose State University
Bachelor of Arts (BA) - Art
2005
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2580 W El Camino Real Ste 9, Mountain View, CA 94040-1212RIA
CRD#: 104555
FREMONT, CA
Current
January 4, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2580 W El Camino Real, Ste 9, Mountain View, CA 94040-1212BD
CRD#: 7784
Mountain View, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
FREMONT, CA
Past
January 15, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MOUNTAIN VIEW, CA
Past
March 30, 2010 - December 11, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CUPERTINO, CA
Past
March 30, 2010 - December 11, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CUPERTINO, CA
Past
December 9, 2009 - March 26, 2010
INTEGRAL FINANCIAL LLC
BD
CRD#: 120343
CUPERTINO, CA
Past
May 29, 2007 - December 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
MILPITAS, CA
Past
May 1, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
SAN LEANDRO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(3/2/2024)
RR
California(1/4/2013)
IAR
California(3/31/2025)
RR
Colorado(4/23/2020)
RR
Delaware(9/18/2020)
RR
Florida(4/23/2020)
RR
Georgia(8/8/2020)
RR
Idaho(1/14/2020)
RR
Illinois(10/3/2019)
RR
Massachusetts(1/2/2015)
RR
Michigan(8/8/2020)
RR
Nevada(1/4/2013)
RR
New York(1/2/2015)
RR
North Carolina(9/23/2020)
RR
Oregon(1/4/2013)
RR
Pennsylvania(4/23/2020)
RR
Texas(1/2/2015)
IAR
Texas(3/31/2025)
RR
Utah(4/23/2020)
RR
Virginia(9/29/2023)
RR
Washington(4/29/2016)
RR
Wisconsin(7/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Fremont, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
