MS
Mark A. Stevens
PEOSTA, IA
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CRD#: 5123164
MS
Professional summary
Mark Alan Stevens, CFP®, who also goes by Mark A Stevens, was a registered financial advisor .
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark had worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark A Stevens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 18, 2025 - Present
PEOSTA, IA
Past
January 17, 2019 - April 26, 2019
ATCAPITAL MANAGEMENT
RIA
CRD#: 140215
DUBUQUE, IA
Past
May 16, 2006 - December 31, 2018
ATCAPITAL MANAGEMENT
RIA
CRD#: 140215
DUBUQUE, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(9/18/2025)
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
