MD
Mahalene R. Dulay
KESTRA ADVISORY SERVICES
San Diego, CA
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CRD#: 5122368
MD
Mahalene Reginaldo DulayKESTRA ADVISORY SERVICES
Professional summary
Mahalene Reginaldo Dulay is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in San Diego, California and KESTRA INVESTMENT SERVICES, LLC located in San Diego, California.
Mahalene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Mahalene has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Kestra Advisory Services, LLC Invest Rel: Y Addr: 5707 Southwest Pkwy Bldg 2, Ste 400 Austin TX 78735 NOB: Investment Advisory srvcs thru Kestra Advisory Srvcs, LLC Posi: Invstmnt Advisor Rep Strt Date: 4/30/18 Hrs /mo: 91% - 100% (145 - 160 hrs) Hrs /mo during trading hrs: 91% - 100% (127 - 140 hrs) Duties: Providing invstmnt advice for clients thru managed portfolios Name: MODERN WEALTH COLLECTIVE POSI: Registered Rep NOB: Insurance INVEST REL: Y # OF HRS: 152 SEC TRADING HRS: 132 STRT DATE: 04/30/18 ADDR: 7220 Trade St, Ste 115, San Diego CA 92121, US DESCR: Providing invstmnt &insurance recommendations, as well as financial plnng strats &invstmnt mngmnt for clients' financial portfolios Name: MAHALENE DULAY; WHAT THE FAQ, MONEY POSI: Owner, Public Speaker, podcast host NOB: Public speaker for financial education and literacy INVES REL: Y #OF HRS: 10 SEC TRADING HRS: 10 STRT DATE: 03/01/2022 ADDR: 7930 Westmore Road, San Diego CA 92126 DESC: The main duties &obligations w/this activity is to promote financial education &literacy w/ the opp for paid speaking engagements. I am the sole owner on this endeavor. Name: MAHALENE DULAY; WHAT THE FAQ, MONEY POSITION: Owner, Public Speaker, podcast host NOB: Public speaker for financial education and literacy INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2022 ADDRESS: 7930 Westmore Road, San Diego CA 92126 DESCRIPTION: The main duties and obligations with this activity is to promote financial education and literacy with the opportunity for paid speaking engagements. This includes public speaking opportunities and online courses offered. I am the sole owner on this endeavor. Name: MAHALENE DULAY; THE POWERHOUSE ADVISOR CIRCLE POSITION: Owner, Public Speaker, Consultant NATURE: Consulting for financial professionals and public speaking INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2022 ADDRESS: 7930 Westmore Road, San Diego CA 92126, United States DESCRIPTION: The main duties is to support and provide consulting services to financial professionals on business strategies, practice management and marketing. Additionally, I will promote financial education and literacy with the opportunity for paid speaking engagements. public speaking opportunities and online courses offered. I am the sole owner.
CRS (Client Relationship Summary) - RIA
Click below to view Mahalene Reginaldo Dulay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
San Diego, CA
Current
April 30, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
San Diego, CA
Past
November 18, 2016 - May 2, 2018
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
SAN DIEGO, CA
Past
February 25, 2008 - May 2, 2018
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/30/2018)
RR
California(4/30/2018)
IAR
California(5/1/2018)
RR
District of Columbia(2/10/2025)
RR
Florida(4/30/2018)
RR
Massachusetts(11/20/2024)
RR
Michigan(11/20/2024)
RR
Minnesota(7/23/2024)
RR
New York(6/24/2026)
RR
Pennsylvania(8/21/2025)
RR
Texas(10/30/2018)
IAR
Texas(7/27/2023)
RR
Virginia(5/28/2024)
RR
Washington(8/5/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/21/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
