Andrew C. Yee

BARNES PETTEY FINANCIAL ADVISORS

CLARKSDALE, MS 38614

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CRD#: 5121728

Professional summary

Andrew Chi-yan Yee, CFP®, who also goes by Andrew Yee, is a registered financial advisor currently at BARNES PETTEY FINANCIAL ADVISORS, LLC located in Clarksdale, Mississippi.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Andrew has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Yee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Independent Life Insurance Agent -Accident & Health or Sickness, Life, Variable Life and Variable Annuity - investment related: yes, less than 5 hours a week dedicated to this activity, minimal during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Chi-yan Yee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

October 1, 2007 - Present

BARNES PETTEY FINANCIAL ADVISORS, LLC

Office #1: 252 Sunflower Avenue, Clarksdale, MS 38614

RIA

CRD#: 142944

CLARKSDALE, MS

Past

May 23, 2007 - July 1, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CLARKSDALE, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARNES PETTEY FINANCIAL ADVISORS, LLC

CRD#: 142944 / SEC#: 801-67555

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(10/1/2007)

IAR

Texas
(11/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 7/19/2019

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/6/2018

General Securities Sales Supervisor - General Module Examination

Current Firm

BARNES PETTEY FINANCIAL ADVISORS, LLC

CRD#: 142944 / SEC#: 801-67555

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

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Contact information

Main Address

252 Sunflower Avenue, Clarksdale, MS 38614

Mailing Address

P.o. Box 1234, Clarksdale, MS 38614

Phone number

(662) 627-2225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARNES PETTEY FINANCIAL ADVISORS, LLC ADV BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	2,720
AUM (Assets Under Management)	$ 1,123,122,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew C. Yee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Chi-yan Yee's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BARNES PETTEY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2007

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2007

Series 9

Date: 7/19/2019

Series 10

Date: 3/6/2018

Current Firm

BARNES PETTEY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARNES PETTEY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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