Hubert M. Collins
Professional summary
Hubert Michael Collins, who also goes by H Michael Collins, is a registered financial advisor currently at GROW FUNDS LLC located in La Jolla, California.
Hubert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Hubert has worked at 7 firms and has passed the Series 65, Series 63, Series 6, Series 2, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Hubert Michael Collins's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2018 - Present
GROW FUNDS LLC
Office #1: 4275 Executive Square Suite 335, La Jolla, CA 92037January 16, 2015 - January 28, 2019
MESSNER & SMITH
December 9, 2008 - January 13, 2015
SECURITY INVESTMENT PARTNERS, LLC
April 21, 1997 - April 13, 2000
WELLS FARGO SECURITIES, LLC
June 28, 1996 - February 5, 1997
UAM FUND DISTRIBUTORS, INC.
October 30, 1987 - October 25, 1988
THOMAS GREEN SECURITIES, INC.
August 20, 1969 - November 5, 1987
SAN DIEGO SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/25/2018)
Exams
Series 2
Date: 3/26/1993
Non-Member General Securities ExaminationSeries 1
Date: 6/22/1964
Registered Representative ExaminationSeries 00
Date: 7/28/1969
General Securities Principal ExaminationCurrent Firm
GROW FUNDS LLC
CRD#: 269960 / SEC#: 802-106672
Contact information
Regulatory assets under management
| Total Number of Accounts | 89 |
| AUM (Assets Under Management) | $ 68,027,578 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 3/15/2019 |
| California | ERA - Withdrawn | 9/10/2018 |
Red Flags
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