Hubert Michael Collins
Professional Summary
Hubert Michael Collins, who also goes by H Michael Collins, is a registered financial advisor currently at GROW FUNDS LLC located in La Jolla, California. Hubert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Hubert has worked at 7 firms and has passed the Series 65, Series 63, Series 6, Series 2, Series 1 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
H Michael Collins
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
62 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GROW FUNDS LLC
Contact Information
Main Address
4275 Executive Square Suite 335, La Jolla, CA 92037Phone Number
(619) 717-8009# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
46AUM (Assets Under Management)
$86,501,382Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 3/15/2019 |
| California | ERA - Withdrawn | 9/10/2018 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/25/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1996About the Series 6 examSeries 2 — Non-Member General Securities Examination
Passed Mar 1993Series 1 — Registered Representative Examination
Passed Jun 1964Series 00 — General Securities Principal Examination
Passed Jul 1969Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Hubert Michael Collins's CRS (Customer Relationship Summary).
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