Daniel Foraker

REALTA INVESTMENT ADVISORS,

WILMINGTON, DE 19801

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CRD#: 5120702

Professional summary

Daniel Foraker, who also goes by Daniel Aaron Foraker, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Wilmington, Delaware and REALTA EQUITIES, INC. located in Wilmington, Delaware.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Daniel has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Aaron Foraker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. OWNER OF RENTAL PROPERTY; 505 PRIMOS AVE., FOLCROFT, PA 19632; MORTGAGE PAYMENTS; 1 HOUR PER WEEK DURING NON-BUSINESS HOURS OWNER OF RENTAL PROPERTY; 192 BARNES CORNER RD, RISING SUN, MD 21911; MORTGAGE PAYMENTS; 1 HOUR PER WEEK DURING NON-BUSINESS HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Foraker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2020 - Present

REALTA INVESTMENT ADVISORS, INC

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801

RIA

CRD#: 134952

WILMINGTON, DE

Current

February 5, 2020 - Present

REALTA EQUITIES, INC.

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801

CRD#: 23769

WILMINGTON, DE

Past

July 13, 2022 - May 10, 2023

DAVINCI CAPITAL MANAGEMENT, INC.

CRD#: 46897

CAMBRIDGE, MA

Past

February 26, 2019 - March 12, 2020

MORGAN STANLEY & CO. LLC

CRD#: 8209

BALTIMORE, MD

Past

July 28, 2016 - February 12, 2019

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

Wilmington, DE

Past

January 25, 2008 - February 12, 2019

CAPITAL ONE INVESTING, LLC

CRD#: 45744

WILMINGTON, DE

Past

June 8, 2006 - November 26, 2008

ING DIRECT SECURITIES INC.

CRD#: 112624

WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/24/2021)

Alaska
(11/24/2021)

Arizona
(11/24/2021)

Arkansas
(11/24/2021)

California
(11/24/2021)

Colorado
(11/24/2021)

Connecticut
(11/10/2022)

Delaware
(2/7/2020)

IAR

Delaware
(2/7/2020)

District of Columbia
(11/24/2021)

Florida
(11/24/2021)

Georgia
(11/24/2021)

Hawaii
(11/24/2021)

Idaho
(11/24/2021)

Illinois
(11/24/2021)

Indiana
(11/24/2021)

Iowa
(9/22/2022)

Kansas
(11/24/2021)

Kentucky
(11/24/2021)

Louisiana
(11/24/2021)

Maine
(11/24/2021)

Maryland
(11/24/2021)

Massachusetts
(11/24/2021)

Michigan
(11/24/2021)

Minnesota
(11/24/2021)

Mississippi
(11/24/2021)

Missouri
(11/24/2021)

Montana
(11/24/2021)

Nebraska
(7/5/2023)

Nevada
(11/24/2021)

New Hampshire
(11/24/2021)

New Jersey
(11/24/2021)

New Mexico
(11/24/2021)

New York
(11/24/2021)

North Carolina
(11/24/2021)

North Dakota
(11/24/2021)

Ohio
(11/26/2021)

Oklahoma
(11/24/2021)

Oregon
(9/1/2022)

Pennsylvania
(11/24/2021)

Rhode Island
(8/7/2023)

South Carolina
(11/24/2021)

South Dakota
(7/5/2023)

Tennessee
(11/24/2021)

Texas
(11/24/2021)

IAR

Texas
(11/29/2021)

Utah
(10/14/2022)

Vermont
(5/17/2022)

Virginia
(11/24/2021)

Washington
(11/24/2021)

West Virginia
(11/24/2021)

Wisconsin
(1/6/2022)

Wyoming
(11/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/22/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/31/2021

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 9/12/2018

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

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Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Foraker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Foraker's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

DAVINCI CAPITAL MANAGEMENT, INC.

MORGAN STANLEY & CO. LLC

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

ING DIRECT SECURITIES INC.

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/2016

Series 63

Date: 6/12/2006

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2007

Series 6

Date: 5/22/2006

Series 4

Date: 3/31/2021

Series 53

Date: 9/12/2018

Series 24

Date: 9/2/2010

FINRA

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

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