PM
Paul J. Mckenna
T. ROWE PRICE ADVISORY SERVICES
Boston, MA
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CRD#: 5120253
PM
Professional summary
Paul Joseph Mckenna IV, CFP®, who also goes by Paul Joseph Mckenna Mr., Paul Joseph Mckenna, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Boston, Massachusetts and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Paul has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Joseph Mckenna Mr. | Paul Joseph Mckenna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Marine Park, LLC; Rental Property Owner; Boston, MA; beginning October 2018; approx 1-4 hours per month - no time devoted during normal securities trading hours. (2) MDP Property Group LLC; 5/16/2023; Investment Related; Multi Family Rental Property; 1/3 Partner; 33% ownership; Exclusively focused on multi-family rental properties; 1 hour during the month; 0 during trading
CRS (Client Relationship Summary) - RIA
Click below to view Paul Joseph Mckenna IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 22, 2022 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
Boston, MA
Current
July 22, 2022 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231BD
CRD#: 8348
BALTIMORE, MD
Past
January 6, 2012 - June 22, 2022
CLEARBRIDGE INVESTMENTS, LLC
RIA
CRD#: 137028
NEW YORK, NY
Past
December 21, 2011 - June 22, 2022
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
Mamaroneck, NY
Past
January 3, 2008 - December 14, 2011
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
ANDOVER, MA
Past
May 22, 2006 - December 14, 2011
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
ANDOVER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
Registered Investment Advisory firm - (11/17/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/22/2022)
RR
Alaska(7/22/2022)
RR
Arizona(7/22/2022)
RR
Arkansas(7/22/2022)
RR
California(7/22/2022)
RR
Colorado(7/22/2022)
RR
Connecticut(7/22/2022)
RR
Delaware(7/22/2022)
RR
District of Columbia(7/22/2022)
RR
Florida(7/22/2022)
RR
Georgia(7/22/2022)
RR
Hawaii(7/22/2022)
RR
Idaho(7/22/2022)
RR
Illinois(7/22/2022)
RR
Indiana(7/22/2022)
RR
Iowa(7/22/2022)
RR
Kansas(7/22/2022)
RR
Kentucky(7/22/2022)
RR
Louisiana(7/22/2022)
RR
Maine(7/22/2022)
RR
Maryland(7/22/2022)
IAR
Maryland(7/22/2022)
RR
Massachusetts(7/22/2022)
IAR
Massachusetts(1/20/2023)
RR
Michigan(7/22/2022)
RR
Minnesota(7/22/2022)
RR
Mississippi(7/22/2022)
RR
Missouri(7/22/2022)
RR
Montana(7/22/2022)
RR
Nebraska(7/22/2022)
RR
Nevada(7/22/2022)
RR
New Hampshire(7/22/2022)
RR
New Jersey(7/22/2022)
RR
New Mexico(7/22/2022)
RR
New York(7/22/2022)
RR
North Carolina(7/22/2022)
RR
North Dakota(7/22/2022)
RR
Ohio(7/22/2022)
RR
Oklahoma(7/22/2022)
RR
Oregon(7/22/2022)
RR
Pennsylvania(7/22/2022)
RR
Puerto Rico(7/22/2022)
RR
Rhode Island(7/22/2022)
RR
South Carolina(7/22/2022)
RR
South Dakota(7/22/2022)
RR
Tennessee(7/22/2022)
RR
Texas(7/22/2022)
RR
Utah(7/22/2022)
RR
Vermont(7/22/2022)
RR
Virgin Islands(7/22/2022)
RR
Virginia(7/22/2022)
RR
Washington(7/22/2022)
RR
West Virginia(7/22/2022)
RR
Wisconsin(7/22/2022)
RR
Wyoming(7/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
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Contact information
Main Address
4515 Painters Mills Road, Owings Mills, MD 21117
Mailing Address
Phone number
(800) 225-5132
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
