Scott Holland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Holland, CFP®, who also goes by Scott E Holland, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2006. Scott had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
January 25, 2019 - January 25, 2022
T. ROWE PRICE ADVISORY SERVICES, INC.
January 25, 2019 - January 25, 2022
T. ROWE PRICE INVESTMENT SERVICES, INC.
April 28, 2017 - June 22, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 28, 2017 - June 22, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 9, 2013 - May 10, 2017
LPL FINANCIAL LLC
June 7, 2013 - May 10, 2017
LPL FINANCIAL LLC
April 17, 2006 - January 23, 2008
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
