Barry D. Pavlo
Professional summary
Barry Douglas Pavlo is a registered financial advisor currently at FORT WASHINGTON INVESTMENT ADVISORS INC located in Westlake, Ohio and TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Barry has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barry Douglas Pavlo's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2017 - Present
FORT WASHINGTON INVESTMENT ADVISORS INC
Office #1: 24482 Cornerstone, Westlake, OH 44145April 27, 2016 - Present
TOUCHSTONE SECURITIES, INC.
Office #1: 303 Broadway Suite 1200, Cincinnati, OH 45202June 8, 2006 - June 30, 2009
NATCITY INVESTMENTS, INC.
May 19, 2006 - June 30, 2009
NATCITY INVESTMENTS, INC.
Primary Firm SEC Registration
FORT WASHINGTON INVESTMENT ADVISORS INC
CRD#: 107126 / SEC#: 801-37235
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(1/5/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/26/2017)
(6/23/2017)
(4/27/2016)
(6/2/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
(6/23/2017)
Exams
FINRA
Current Firm
FORT WASHINGTON INVESTMENT ADVISORS INC
CRD#: 107126 / SEC#: 801-37235
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,674 |
| AUM (Assets Under Management) | $ 84,948,848,163 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/30/2025 | ||
| 11/04/2024 | ||
| 06/30/2023 | ||
| 11/04/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.