Patrick W. Norris

STRATEGIC ADVISERS LLC | Financial Advisor

VERO BEACH, FL

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CRD#: 5119082

Professional summary

Patrick W Norris, who also goes by Patrick W Norris, Patrick Wayne Norris, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Vero Beach, Florida and FIDELITY BROKERAGE SERVICES LLC located in Vero Beach, Florida.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Patrick has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick W Norris | Patrick Wayne Norris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside Employment; Outside Employment; Flagship Partners; Other; 2055 Indian River Blvd, , Vero Beach, FL, 32960; Investment-Related; 11/16/2021; 60 during trading hours; 60 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick W Norris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 821 Beachland Blvd, Vero Beach, FL 32963-1606

RIA

CRD#: 104555

VERO BEACH, FL

Current

March 27, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 821 Beachland Blvd, Vero Beach, FL 32963-1606

CRD#: 7784

Vero Beach, FL

Past

April 23, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

VERO BEACH, FL

Past

November 1, 2021 - March 8, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Vero Beach, FL

Past

November 1, 2021 - March 8, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Vero Beach, FL

Past

December 23, 2020 - November 3, 2021

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

Boca Raton, FL

Past

December 22, 2020 - November 3, 2021

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Boca Raton, FL

Past

December 18, 2018 - December 17, 2020

EDWARD JONES

RIA

CRD#: 250

VERO BEACH, FL

Past

December 17, 2018 - December 17, 2020

EDWARD JONES

CRD#: 250

VERO BEACH, FL

Past

October 16, 2018 - December 19, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Vero Beach, FL

Past

September 25, 2018 - December 19, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Vero Beach, FL

Past

February 23, 2018 - August 14, 2018

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

December 9, 2014 - September 20, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

VERO BEACH, FL

Past

April 4, 2014 - December 2, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

VERO BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/31/2024)

California
(5/20/2024)

Colorado
(5/20/2024)

Connecticut
(5/20/2024)

Florida
(3/28/2024)

IAR

Florida
(3/31/2025)

Georgia
(5/20/2024)

Illinois
(5/28/2024)

Indiana
(5/19/2024)

Iowa
(1/9/2025)

Maryland
(5/20/2024)

Massachusetts
(5/20/2024)

Michigan
(5/21/2024)

Minnesota
(5/20/2024)

Missouri
(5/20/2024)

Nevada
(5/20/2024)

New Hampshire
(5/23/2024)

New Jersey
(5/20/2024)

New York
(5/18/2024)

North Carolina
(5/20/2024)

Ohio
(5/19/2024)

Pennsylvania
(5/20/2024)

Rhode Island
(5/20/2024)

Texas
(5/19/2024)

IAR

Texas
(3/31/2025)

Virginia
(5/21/2024)

Washington
(5/20/2024)

Wisconsin
(5/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/18/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/4/2014

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Patrick W. Norris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick W Norris's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

EDWARD JONES

EDWARD JONES

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

EDWARD JONES

PNC WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2018

Series 63

Date: 7/18/2014

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2018

Series 6

Date: 4/4/2014

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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