Suzanne West-santillan
Professional Summary
Suzanne West-santillan, who also goes by Suzanne West Santillan, Suzanne Renee West, Suzanne West Santillan, was a registered financial advisor. Suzanne was a previously registered financial professional and started their career in finance 2006 - 2026. Suzanne had worked at 2 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Suzanne West Santillan, Suzanne Renee West, Suzanne West Santillan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
20 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
CC SECURITIES, LLC | CENTERCAP SECURITIES, LLC | CENTERCAP SECURITIES
Contact Information
Main Address
3 Landmark Square 5th Floor, Stamford, CT 06901Mailing Address
3 Landmark Square 5th Floor, Stamford, CT 06901Phone Number
(212) 620-2655Established
Delaware since 12/07/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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