TH
Terry D. Holtsclaw
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
St. Louis, MO 63146
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CRD#: 5117868
TH
Professional summary
Terry D. Holtsclaw, who also goes by Terry Holtsclaw, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in St. Louis, Missouri and CAMBRIDGE INVESTMENT RESEARCH, INC. located in St Louis, Missouri.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Terry has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Terry Holtsclaw
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HEAD COACH OF ST LOUIS UNIVERSITY MENS RUGBY CLUB, 2700 STONEWALL STATION, ST CHARLES MO, 4/2016. NIR, 10 HR/WK 0 HR/TRADING 2) TERRY HOLTSCLAW, 11710 ADMINISTRATION DRIVE SUITE #41 ST LOUIS MO, 05/26/2011, OWNER, NOTARY, NIR, 1 HR/MO 1 HR/MO TRADING 3) HOLTSCLAW FINANCIAL PLANNING, 11710 ADMINISTRATION DRIVE SUITE #41 ST LOUIS MO, 05/01/2011, OWNER, DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING 4) TERRY HOLTSCLAW, 11710 ADMINISTRATION DRIVE SUITE #41 ST LOUIS MO, 05/2011, OWNER, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2019, AS ADVISORY REP OF A RIA. INV REL, 160 HR/MO 120 HR/MO TRADING 6) NETTWORTH FINANCIAL GROUP, 11710 ADMINISTRATION DRIVE SUITE #41 ST LOUIS MO, 10/01/2019, IAR, DBA, INV REL, 10 HR/MO 5 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Terry D. Holtsclaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 11710 Administration Drive Suite 41, St. Louis, MO 63146RIA
CRD#: 134139
St. Louis, MO
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 11710 Administration Dr. Suite 41, St Louis, MO 63146BD
CRD#: 39543
St Louis, MO
Past
April 27, 2011 - October 10, 2019
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
ST. LOUIS, MO
Past
April 18, 2011 - October 10, 2019
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ST. LOUIS, MO
Past
December 18, 2008 - April 27, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHESTERFIELD, MO
Past
November 14, 2008 - April 27, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
CHESTERFIELD, MO
Past
November 30, 2007 - November 5, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
BRIDGETON, MO
Past
March 30, 2007 - September 17, 2007
SECURITIES AMERICA, INC.
BD
CRD#: 10205
EUREKA, MO
Past
May 23, 2006 - November 29, 2006
EDWARD JONES
BD
CRD#: 250
BRIDGETON, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/25/2023)
RR
Georgia(9/1/2020)
RR
Illinois(10/4/2019)
RR
Missouri(10/4/2019)
IAR
Missouri(10/4/2019)
RR
New Mexico(10/14/2021)
RR
Texas(6/7/2025)
IAR
Texas(6/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139St. Louis, MO 63146TRUST BUT VERIFY
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