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Pamela R Turner

AW SECURITIES
Houston, TX
·CRD# 5117097·20 years registered

Professional Summary

Pamela R Turner, who also goes by Pamela Renee Lewis, Pamela Renee Turner, Pamela Turner, is a registered financial advisor currently at AW SECURITIES located in Houston, Texas. Pamela is registered as a RR (Registered Representative) and started their career in finance in 2006. Pamela has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pamela Renee Lewis, Pamela Renee Turner, Pamela Turner

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years registered in the securities industry

Current & Past Employments

Current

AW SECURITIESCurrent·CRD# 103747
BD
1800 W. Loop S. Ste 1980, Houston, TX 77027
May 13, 2024 - Present

Past

CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
San Diego, CA
February 20, 2023 - January 10, 2024
TD AMERITRADE, INC.Past·CRD# 7870
BD
Omaha, NE
April 28, 2023 - December 20, 2023
TD AMERITRADE, INC.Past·CRD# 7870
BD
Southlake, TX
July 7, 2006 - February 20, 2023

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Current Firm

AS
AW SECURITIES

AW SECURITIES | PATHWAY RETIREMENT NETWORK | HANSON MCCLAIN SECURITIES | HANSON MCCLAIN RETIREMENT NETWORK, LP | HANSON MCCLAIN RETIREMENT NETWORK, LLC | HANSON MCCLAIN RETIREMENT NETWORK, L.P. | HANSON MCCLAIN

CRD#: 103747 / SEC#: 801-69038, 8-52250
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

340 Palladio Pkwy Suite 501, Folsom, CA 95630

Mailing Address

340 Palladio Pkwy Suite 501, Folsom, CA 95630

Phone Number

(916) 482-2196

Established

Delaware since 10/26/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

10

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADV PART 2 (1/17/2025)

Direct owners and executive officers

NamePositionCRD#
ALLWORTH FINANCIAL GROUP, L.P.LIMITED PARTNER—
AFG PARENT GP, LLCGENERAL PARTNER—
BEATON, DANIEL STEWARTFINOP4240769
FRIZE, BERNARD JOSEPH JRCHIEF COMPLIANCE OFFICER - BD2366022
GREENBERG, BARRY YALECHIEF LEGAL OFFICER5863733
GRIGSBY, GARY LAWSONCEO3167632

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(5/13/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Pamela R Turner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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