KB
Keith P. Behrmann
VICUS CAPITAL
Bridgewater, NJ 08807
Some features on this profile are disabled
CRD#: 5117070
KB
Professional summary
Keith P Behrmann, who also goes by Keith Patrick Behrmann, Keith Behrmann, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Bridgewater, New Jersey and CETERA INVESTMENT ADVISERS LLC located in Bridgewater, New Jersey.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Keith has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keith Patrick Behrmann | Keith Behrmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: VICUS CAPITAL - CRD# 116021; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 5/2024; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 2. NAME OF OTHER BUSINESS: OAK LINE ENTERPRISE LLC INVESTMENT RELATED: NO ADDRESS: RANDOLPH NJ 07869 NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY START DATE: 03/2020 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: CHIEF FINANCIAL OFFICER 3. NAME OF OTHER BUSINESS: KB DIVING LLC INVESTMENT RELATED: NO ADDRESS: RANDOLPH NJ 07869 NATURE OF BUSINESS: SPORTS AND RECREATION TRAINING START DATE: 09/2019 POSITION/TITLE/RELATIONSHIP: SCUBA INSTRUCTOR APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: PADI CERTIFIED DIVERMASTER LEADING SCUBA EXPERIENCE PROGRAMS 4. NAME OF OTHER BUSINESS: NOVIELLO FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNING ANALYST APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: SHEA BLVD 5122-1167 LLC INVESTMENT RELATED: NO ADDRESS: PHOENIX, AZ 85024 NATURE OF BUSINESS: RESIDENTIAL REAL ESTATE LEASING START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: OVERSEEING A THIRD-PARTY PROPERTY MANAGEMENT COMPANY AND PROCESSING ALL ANNUAL LEGAL/TAX FILINGS.
CRS (Client Relationship Summary) - RIA
Click below to view Keith P Behrmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2021 - Present
VICUS CAPITAL, INC.
Office #1: 520 U.s. Highway 22 Suite 305, Bridgewater, NJ 08807RIA
CRD#: 116021
Bridgewater, NJ
Current
May 17, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 520 Us Hwy 22 3rd Floor, Ste 305, Bridgewater, NJ, 08807RIA
CRD#: 105644
BRIDGEWATER, NJ
Current
December 15, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 520 Us Hwy 22 3rd Floor, Ste 305, Bridgewater, NJ, 08807BD
CRD#: 13572
Bridgewater, NJ
Past
June 14, 2006 - August 27, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
FLORHAM PARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
New Jersey(10/28/2021)
RR
New Jersey(8/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/15/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
