Rachael M. Crane
Professional summary
Rachael M Crane, CPWA®, who also goes by Rachael Crane, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in San Francisco, California and CNR SECURITIES, LLC located in San Francisco, California.
Rachael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Rachael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rachael M Crane's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021-07-06
Expire date: 2023-06-30
Experience
July 29, 2013 - Present
CITY NATIONAL ROCHDALE
Office #2: 455 Market Street Suite 1250, San Francisco, CA 94105July 29, 2013 - Present
CNR SECURITIES, LLC
Office #1: 455 Market Street 20th Floor, San Francisco, CA 94105September 17, 2010 - May 28, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 17, 2010 - May 28, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 2008 - October 11, 2010
CREDIT SUISSE SECURITIES (USA) LLC
September 10, 2008 - October 11, 2010
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2019)
(7/29/2013)
(7/29/2013)
(3/12/2020)
(7/3/2019)
(3/6/2018)
(11/6/2017)
(5/19/2016)
(8/5/2014)
(8/29/2020)
(11/6/2017)
(9/6/2016)
(3/26/2019)
(6/12/2019)
(4/9/2020)
(3/7/2018)
(9/27/2018)
(7/25/2019)
(11/6/2017)
(8/29/2020)
(12/9/2019)
(9/27/2018)
(10/1/2018)
(9/12/2024)
(3/26/2019)
(9/28/2018)
Exams
FINRA
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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