Stephen Schaefer
Professional summary
Stephen Schaefer, AIF®, CIMA®, who also goes by Stephen A Schaefer, Stephen Andrew Schaefer, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2012. Stephen has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Schaefer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2026 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 270 Park Ave, New York, NY 10017January 2, 2024 - January 22, 2026
STANCORP INVESTMENT ADVISERS, INC.
December 13, 2023 - January 22, 2026
STANCORP EQUITIES, INC.
December 26, 2020 - July 12, 2022
GLOBAL RETIREMENT PARTNERS LLC
December 18, 2020 - July 20, 2022
LPL FINANCIAL LLC
June 25, 2019 - November 17, 2020
CREATIVE PLANNING
January 8, 2013 - June 12, 2019
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
October 1, 2012 - January 9, 2013
J.P. MORGAN SECURITIES LLC
May 16, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2026)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
