Elliot S. Grossman
Professional summary
Elliot S Grossman, who also goes by Elliot S Grossman Mr., is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York.
Elliot is registered as a RR (Registered Representative) and started their career in finance in 2006. Elliot has worked at 2 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elliot S Grossman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2021 - Present
DINOSAUR FINANCIAL GROUP, L.L.C
Office #1: 33 Whitehall Street #1102, New York, NY 10004September 4, 2020 - April 1, 2021
TZERO MARKETS
June 29, 2006 - April 17, 2019
DINOSAUR FINANCIAL GROUP, L.L.C
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2021)
(4/2/2021)
Exams
Series 52TO
Date: 10/25/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 10/30/2008
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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