Kei K. Lincoln
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kei Kuanchai Lincoln, CFP®, who also goes by Kei K.c. Gamble, Kei Kuan Chai Gamble, Kei Gamble, Kei Kuan Chai Gamble, Kei Kuanchai Gamble, Kei K Lincoln, Kei Kuan Chai Lincoln, Kei Kuanchai Lincoln, K.c. Phimmachack, Kei Phimmachack, Khouan Chai Phimmachack, Kei Kuanchai Phimmachack, was a registered financial professional .
Kei is a previously registered financial professional and started their career in finance in 2006. Kei had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2021 - May 14, 2021
CONFIDENCE WEALTH MANAGEMENT, INC.
April 29, 2019 - March 11, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
April 29, 2019 - March 11, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
April 25, 2016 - April 24, 2019
CETERA ADVISORS LLC
April 22, 2016 - April 24, 2019
CETERA ADVISORS LLC
May 6, 2015 - October 13, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
November 12, 2014 - March 18, 2015
MOORS & CABOT, INC.
November 12, 2014 - March 18, 2015
MOORS & CABOT, INC.
November 2, 2013 - September 29, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
August 19, 2013 - September 29, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
December 18, 2012 - August 27, 2013
LPL FINANCIAL LLC
July 20, 2011 - October 10, 2012
LPL FINANCIAL LLC
July 7, 2010 - May 12, 2011
BANKOH INVESTMENT SERVICES, INC.
June 17, 2008 - May 18, 2010
OPPENHEIMER & CO. INC.
May 23, 2006 - June 17, 2008
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
CONFIDENCE WEALTH MANAGEMENT, INC.
CRD#: 127383 / SEC#: 801-122368
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONFIDENCE WEALTH MANAGEMENT, INC.
CRD#: 127383 / SEC#: 801-122368
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 344,241,463 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
