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EH

Edward T. Hartnett

SAN BLAS SECURITIES
New York, NY 10020
Some features on this profile are disabled
CRD#: 5115102
EH

Professional summary

Edward Thomas Hartnett is a registered financial professional currently at SAN BLAS SECURITIES LLC located in New York, New York.

Edward is registered as a RR (Registered Representative) and started their career in finance in 2006. Edward has worked at 4 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Thomas Hartnett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 10, 2024 - Present

SAN BLAS SECURITIES LLC

Office #1: 1270 6th Ave 7th Floor, New York, NY 10020
BD
CRD#: 290605
New York, NY
Past

February 25, 2022 - December 31, 2023

AGES FINANCIAL SERVICES, LTD.

BD
CRD#: 15427
New York, NY
Past

November 5, 2007 - March 18, 2008

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
LAKEMARY, FL
Past

April 7, 2006 - November 14, 2007

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
SYOSSET, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/10/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/11/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/12/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/25/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/13/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/6/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER
CADENA, JOHNCCO712192
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAN BLAS SECURITIES LLC

CRD#: 290605New York, NY 10020

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