Barbara L. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Lei Mcintyre Murphy, who also goes by Barbara Lei Mcintyre, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 2006. Barbara had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2017 - December 18, 2017
ARROWROOT PARTNERS, LLC
June 17, 2011 - October 19, 2015
ACP SECURITIES, LLC
April 25, 2006 - May 16, 2011
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ARROWROOT PARTNERS, LLC
CRD#: 173085 / SEC#: , 8-69528
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
