Donald E. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Ernie Collins was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1972. Donald had worked at 9 firms and has passed the Series 63, Series 000, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 1991 - December 31, 2002
THE INVESTMENT CENTER, INC.
August 22, 1990 - May 11, 1992
PHILIP GRANT MCMICHAEL & COMPANY
August 7, 1990 - December 24, 1990
PACE FINANCIAL CORPORATION
September 2, 1987 - August 3, 1990
PHILIP GRANT MCMICHAEL & COMPANY
October 15, 1985 - March 9, 1988
FIRST INLAND SECURITIES, INC.
May 16, 1984 - October 29, 1985
J. ROBERT SHEEKS & CO.
October 1, 1981 - September 27, 1983
E. F. HUTTON & COMPANY INC
May 19, 1978 - October 20, 1981
KIDDER, PEABODY & CO. INCORPORATED
August 24, 1976 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
October 11, 1972 - June 10, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 10/4/1972
General Securities Principal ExaminationSeries 1
Date: 10/4/1972
Registered Representative ExaminationSeries 40
Date: 11/8/1978
Registered Principal ExaminationCurrent Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
