LB
Leonard A. Bangug
WEALTHHOUSE ADVISORS
Livingston, NJ
Some features on this profile are disabled
CRD#: 5113311
LB
Professional summary
Leonard Allado Bangug is a registered financial professional currently at WEALTHHOUSE ADVISORS INC located in Livingston, New Jersey.
Leonard is registered as a RR (Registered Representative) and started their career in finance in 2006. Leonard has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc The Perlas Group, Inc. d.b.a Perlas Insurance Services / 0119-Present / INVESTMENT RELATED: NO /100 West Broadway, Suite 1060, Glendale, CA 91210 / Originator / Property And Casualty Insurance Sales / hrs work monthly: 20 / Sec trading hrs: 1 / Contact prospects via phone, office visits, gather relevant information , submit offers, follow up, submit collected documents for home office and/or carrier review, inform prospect if and when offer is accepted or rejected, provide signed documentation. LEONARD BANGUG; NO; 17 SANDPIPER DRIVE HACKETTSTOWN, NJ 07840; 2/17/2020; TAX PREPARER; 15 HRS/MONTH; 1 DURING SEC. TRADING; ENGAGE ALL ACTIVITIES RELATING TO TAX PREPARATION AND ACCOUNTING SERVICES SUCH AS PROSPECTING FOR CLIENTS, INTRODUCE CLIENTS TO ENTITIES WHO PREPARE TAXES, OR PERSONALLY INPUT INFO INTO TAX SOFTWARE, DISCUSS THE PRELIMINARY RESULTS, CLARIFY AND ADJUST INPUTS, FINALIZE AND SUBMIT THE INCOME TAX RETURN. ALSO OFFER ACCOUNTING SERVICES TO SMALL BUSINESS ENTITIES, APPROVED WITH RESTRICTIONS Weichert Realtors / 0210-Present / Investment Related: No / 1625 Route 10 East, Morris Plains, NJ 07950/ weichert.com/ Realtor/ assisting clients to either buy, sell or rent residential houses in New Jersey. Iling LLC /0504-Presnt / 36 Emerson Road, Morris Plains, NJ 07950 / LLC registered in NJ/ entity number 0400057434/ owner/partner and provide IT consultants, contractual employees to clients, provide tax, business consulting and other services.
CRS (Client Relationship Summary) - BD
Click below to view Leonard Allado Bangug's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2024 - Present
WEALTHHOUSE ADVISORS INC
BD
CRD#: 323088
Livingston, NJ
Past
August 15, 2017 - October 22, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SHORT HILLS, NJ
Past
January 6, 2012 - October 22, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SHORT HILLS, NJ
Past
December 9, 2011 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
EDISON, NJ
Past
March 29, 2006 - December 2, 2009
PFS INVESTMENTS INC.
BD
CRD#: 10111
PASSAIC, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2025)
RR
Florida(9/2/2025)
RR
Illinois(6/24/2025)
RR
New Jersey(10/24/2024)
RR
New York(1/3/2025)
RR
Tennessee(6/30/2025)
RR
Virginia(1/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/29/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEALTHHOUSE ADVISORS INC
WEALTHHOUSE ADVISORS INC
CRD#: 323088 / SEC#: , 8-70973
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
17 Canoe Brook Drive, Livingston, NJ 07039
Mailing Address
17 Canoe Brook Drive, Livingston, NJ 07039
Phone number
(917) 660-6796
Established
New Jersey since 11/20/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (17 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
