Stephanie R. Alper-lisi
Professional summary
Stephanie Regis Alper-lisi, who also goes by Stephanie Regis Alper, Stephanie R Alper-lisi, Stephanie Regis Lisi, Stephanie Lisi, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2010. Stephanie has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Regis Alper-lisi's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 19, 2015 - November 14, 2018
THE LEADERS GROUP, INC.
April 5, 2013 - October 5, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 31, 2010 - April 4, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2023)
(8/24/2023)
(11/3/2020)
(4/8/2022)
(10/27/2023)
(10/27/2023)
(1/23/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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