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JR

Jonathan M. Rigoni

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS
LAKE FOREST, IL 60045
Some features on this profile are disabled
CRD#: 5110312
JR

Professional summary

Jonathan Michael Rigoni, who also goes by Jonathan Rigoni, is a registered financial advisor currently at NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC located in Lake Forest, Illinois.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jonathan has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jonathan Rigoni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Rigoni's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 21, 2020 - Present

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC

Office #1: One Westminster Place Suite 110a, Lake Forest, IL 60045
RIA
CRD#: 309269
LAKE FOREST, IL
Past

September 20, 2019 - August 20, 2020

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
LAKE FOREST, IL
Past

November 9, 2010 - August 20, 2020

SUMMIT FINANCIAL GROUP INC

RIA
CRD#: 109485
LAKE FOREST, IL
Past

November 9, 2010 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
LAKE FOREST, IL
Past

October 17, 2008 - December 7, 2010

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
LAKE FOREST, IL
Past

October 17, 2008 - December 7, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
LAKE FOREST, IL
Past

August 18, 2008 - October 22, 2008

EDWARD JONES

RIA
CRD#: 250
ANTIOCH, IL
Past

May 26, 2006 - October 22, 2008

EDWARD JONES

BD
CRD#: 250
ANTIOCH, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(8/21/2020)
IAR
Texas
(10/28/2021)
IAR
Wisconsin
(1/4/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/14/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/14/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/25/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/22/2009
General Securities Principal Examination

Current Firm

NS
NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC
NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC | NORTH SHORE CAPITAL GROUP, INC.

CRD#: 309269 / SEC#:

Illinois
Registered Investment Advisory firm - (8/21/2020 Approved)
Texas
Registered Investment Advisory firm - (10/27/2021 Conditional Restricted)
Wisconsin
Registered Investment Advisory firm - (1/4/2023 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1 Westminster Place 100 B, Lake Forest, IL 60045
Mailing Address
Phone number
(847) 735-9200
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts467
AUM (Assets Under Management)$ 40,166,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC

CRD#: 309269Lake Forest, IL 60045

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