Jonathan M. Rigoni

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS,

Lake Forest, IL 60045

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CRD#: 5110312

Professional summary

Jonathan Michael Rigoni, who also goes by Jonathan Rigoni, is a registered financial advisor currently at NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC located in Lake Forest, Illinois.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jonathan has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Rigoni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NORTH SHORE CAPITAL GROUP INSURANCE SOLUTIONS, LLC; SINCE 05/01/2015; SAME AS REGISTERED ADDRESS; MEMBER/OWNER; INSURANCE AGENT; 5 HOURS SPENT ON ACTIVITY PER MONTH, 1 DURING TRADING HOURS 2. NORTH SHORE CAPITAL GROUP PROPERTIES; RESIDENTIAL RENTAL; NOT INVESTMENT RELATED; PO BOX 104, LAKE FOREST, IL 60045; RESIDENTIAL RENTAL PROPERTY; LANDLORD/OWNER; STARTED 11/21/2016; APX 1 HOUR/MONTH, NONE DURING TRADING; LANDLORD 3. NORTH SHORE CAPITAL GROUP, INC. INVESTMENT RELATED. GENERAL PARTNER TO PRIVATE FUNDS.SAME AS REGISTERED ADDRESS. APX 48 HOURS/MONTH, PRIMARILY DURING NON TRADING HOURS. 4. NSCG GOLF, LLC. NOT INVESTMENT RELATED. LESSEE/OPERATOR. APX 6 HOURS/MONTH, NONE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Rigoni's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2020 - Present

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC

Office #1: 1 Westminster Place 100 B, Lake Forest, IL 60045

RIA

CRD#: 309269

Lake Forest, IL

Past

September 20, 2019 - August 20, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LAKE FOREST, IL

Past

November 9, 2010 - August 20, 2020

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

LAKE FOREST, IL

Past

November 9, 2010 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

LAKE FOREST, IL

Past

October 17, 2008 - December 7, 2010

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

LAKE FOREST, IL

Past

October 17, 2008 - December 7, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LAKE FOREST, IL

Past

August 18, 2008 - October 22, 2008

EDWARD JONES

RIA

CRD#: 250

ANTIOCH, IL

Past

May 26, 2006 - October 22, 2008

EDWARD JONES

CRD#: 250

ANTIOCH, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/21/2020)

IAR

Texas
(10/28/2021)

IAR

Wisconsin
(1/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/14/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/2009

General Securities Principal Examination

Current Firm

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC | NORTH SHORE CAPITAL GROUP, INC.

CRD#: 309269 / SEC#:

Illinois

Registered Investment Advisory firm - (8/21/2020 Approved)

Texas

Registered Investment Advisory firm - (10/27/2021 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (1/4/2023 Approved)

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Contact information

Main Address

1 Westminster Place 100 B, Lake Forest, IL 60045

Mailing Address

Phone number

(847) 735-9200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	467
AUM (Assets Under Management)	$ 40,166,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan M. Rigoni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Rigoni's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2008

Series 63

Date: 6/14/2006

SIE

Date: 10/1/2018

Series 7

Date: 5/25/2006

Series 24

Date: 6/22/2009

Current Firm

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

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