Brian T. Duvall

ASSET DEDICATION

San Francisco, CA 94104-3475

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CRD#: 5109960

Professional summary

Brian Thomas Duvall, CFP® is a registered financial advisor currently at ASSET DEDICATION, LLC located in San Francisco, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SNOWBOARD INSTRUCTION DURING THE WINTER MONTHS 10 TO 20 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Duvall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 5, 2022 - Present

ASSET DEDICATION, LLC

Office #1: 220 Montgomery Street #1098, San Francisco, CA 94104-3475

RIA

CRD#: 151988

San Francisco, CA

Past

August 9, 2021 - December 31, 2021

ASSET DEDICATION, LLC

RIA

CRD#: 151988

Crowley, CA

Past

August 1, 2012 - March 19, 2019

SENSIBLE MONEY, LLC

RIA

CRD#: 158641

Crowley Lake, CA

Past

January 9, 2009 - April 24, 2009

WEALTH MANAGEMENT SOLUTIONS

RIA

CRD#: 127517

SCOTTSDALE, AZ

Past

January 5, 2007 - February 21, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PHOENIX, AZ

Past

March 21, 2006 - April 26, 2006

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET DEDICATION, LLC

ASSET DEDICATION, LLC | BRANNING WEALTH MANAGEMENT, LLC

CRD#: 151988 / SEC#: 801-71892

RIA

Registered Investment Advisory firm - (11/15/2010 Approved)

California

Registered Investment Advisory firm - (11/19/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/5/2022)

IAR

Texas
(5/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/9/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/20/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASSET DEDICATION, LLC

ASSET DEDICATION, LLC | BRANNING WEALTH MANAGEMENT, LLC

CRD#: 151988 / SEC#: 801-71892

RIA

Registered Investment Advisory firm - (11/15/2010 Approved)

California

Registered Investment Advisory firm - (11/19/2010 Terminated)

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Contact information

Main Address

220 Montgomery Street #1098, San Francisco, CA 94104-3475

Mailing Address

Phone number

(866) 535-0897

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/9/2025)

Regulatory assets under management

Total Number of Accounts	2,002
AUM (Assets Under Management)	$ 2,612,447,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian T. Duvall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Duvall's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET DEDICATION, LLC

SENSIBLE MONEY, LLC

WEALTH MANAGEMENT SOLUTIONS

CHASE INVESTMENT SERVICES CORP.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ASSET DEDICATION, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/2012

Series 63

Date: 4/5/2006

Series 7

Date: 2/9/2007

Series 6

Date: 3/20/2006

Current Firm

ASSET DEDICATION, LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET DEDICATION, LLC

TRUST BUT VERIFY

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