Matthew J. Griego

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CRD#: 5109067

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Joseph Griego was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2006. Matthew had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 14, 2015 - May 21, 2024

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 104599

LOS ANGELES, CA

Past

January 14, 2015 - June 6, 2022

VP DISTRIBUTORS LLC

CRD#: 3036

LOS ANGELES, CA

Past

January 2, 2007 - December 19, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

July 19, 2006 - December 19, 2014

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599 / SEC#: 801-24241

RIA

Registered Investment Advisory firm - (5/22/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/29/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/12/2011

General Securities Principal Examination

Current Firm

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599 / SEC#: 801-24241

RIA

Registered Investment Advisory firm - (5/22/1985 Approved)

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Contact information

Main Address

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 556-2721

Established

Firm type

Fiscal year end

# of Employees

119

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAR ADV PART 2A 3/26/2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	27,435
AUM (Assets Under Management)	$ 45,493,862,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Griego

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VP DISTRIBUTORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/29/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2006

Series 24

Date: 8/12/2011

Current Firm

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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