Myles W. Boege

SOVEREIGN FINANCIAL GROUP

Smithtown, NY

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CRD#: 5108846

Professional summary

Myles Warren Boege, CFP®, who also goes by Myles Boege, is a registered financial advisor currently at SOVEREIGN FINANCIAL GROUP, INC. located in Smithtown, New York.

Myles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Myles has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Myles Boege

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside Insurance Sales through Innovative underwriters Inc. and Mass Mutual. Investment related. Innovative is located at 1800 JFK Blvd, #700, Philadelphia PA 19103 and Mas Mutual is located at 1295 State St, Springfield, ma 01111. Agent. 5 hours a month devoted to this activity, all 5 hours during trading hours. Duties include selling insurance to clients when it is appropriate and needed. First Assist Planning LLC. Non-Investment Related. 418 Broadway Ste N, Albany, NY 12207. Inactive LLC, used originally for receiving revenue from RIA business. 0 hours a month are devoted to this, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Myles Warren Boege's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

October 20, 2022 - Present

SOVEREIGN FINANCIAL GROUP, INC.

RIA

CRD#: 294314

Smithtown, NY

Past

August 22, 2018 - November 4, 2022

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

NEW YORK, NY

Past

February 6, 2017 - November 4, 2022

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

November 21, 2008 - February 4, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOVEREIGN FINANCIAL GROUP, INC.

CRD#: 294314 / SEC#: 801-114529

RIA

Registered Investment Advisory firm - (1/31/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/20/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SOVEREIGN FINANCIAL GROUP, INC.

CRD#: 294314 / SEC#: 801-114529

RIA

Registered Investment Advisory firm - (1/31/2019 Approved)

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Contact information

Main Address

35 West Broad Street Suite 100, Stamford, CT 06902

Mailing Address

Phone number

(888) 765-8180

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOVEREIGN FINANCIAL GROUP, INC FIRM BROCHURE (10/31/2025)

Regulatory assets under management

Total Number of Accounts	3,304
AUM (Assets Under Management)	$ 882,702,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Myles W. Boege

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Myles Warren Boege's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

SOVEREIGN FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2018

Series 63

Date: 12/11/2008

SIE

Date: 10/1/2018

Series 6

Date: 11/20/2008

Current Firm

SOVEREIGN FINANCIAL GROUP, INC.

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOVEREIGN FINANCIAL GROUP, INC.

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