Jennifer S. Hartman

GREENLEAF FINANCIAL GROUP

Los Angeles, CA 90019

Some features on this profile are disabled

CRD#: 5107049

Professional summary

Jennifer Sue Hartman, CFP® is a registered financial advisor currently at GREENLEAF FINANCIAL GROUP located in Los Angeles, California.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jennifer has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Sue Hartman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 6, 2006 - Present

GREENLEAF FINANCIAL GROUP

Office #1: 1239 S. Rimpau Blvd., Los Angeles, CA 90019

RIA

CRD#: 137933

Los Angeles, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENLEAF FINANCIAL GROUP

GREENLEAF FINANCIAL GROUP | GREENLEAF FINANCIAL GROUP, LLC

CRD#: 137933 / SEC#: 801-117775

RIA

Registered Investment Advisory firm - (12/13/2019 Approved)

California

Registered Investment Advisory firm - (2/1/2020 Terminated)

Indiana

Registered Investment Advisory firm - (1/10/2020 Terminated)

New York

Registered Investment Advisory firm - (11/13/2019 Terminated)

Texas

Registered Investment Advisory firm - (11/13/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/16/2006)

IAR

Indiana
(3/6/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/2006

Uniform Investment Adviser Law Examination

Current Firm

GREENLEAF FINANCIAL GROUP

GREENLEAF FINANCIAL GROUP | GREENLEAF FINANCIAL GROUP, LLC

CRD#: 137933 / SEC#: 801-117775

RIA

Registered Investment Advisory firm - (12/13/2019 Approved)

California

Registered Investment Advisory firm - (2/1/2020 Terminated)

Indiana

Registered Investment Advisory firm - (1/10/2020 Terminated)

New York

Registered Investment Advisory firm - (11/13/2019 Terminated)

Texas

Registered Investment Advisory firm - (11/13/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13295 Illinois St Suite 322, Carmel, IN 46032-3022

Mailing Address

Phone number

(317) 993-3384

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREENLEAF FINANCIAL GROUP ADV PART 2A AND 2B MARCH 2025 (3/5/2025)

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 156,226,772

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jennifer S. Hartman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Sue Hartman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENLEAF FINANCIAL GROUP

Primary Firm SEC Registration

GREENLEAF FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/2006

Current Firm

GREENLEAF FINANCIAL GROUP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENLEAF FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors