John E. Yannick
Professional summary
John Edmund Yannick, who also goes by John E Yannick, John Yannick, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rockledge, Florida and CETERA INVESTMENT SERVICES LLC located in Rockledge, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. John has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Edmund Yannick's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2018 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3836 Murrel Rd, Rockledge, FL 32955May 1, 2018 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 3836 Murrell Rd, Rockledge, FL 32955Office #2: 111 N Orange St, Orlando, FL 32801July 22, 2016 - May 31, 2018
AMERICAN PORTFOLIOS ADVISORS, INC
July 18, 2016 - May 31, 2018
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
August 19, 2009 - May 12, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 19, 2009 - May 12, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 2006 - June 4, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2006 - June 4, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2020)
(4/1/2021)
(9/9/2019)
(6/2/2023)
(5/1/2018)
(5/3/2018)
(9/24/2018)
(1/3/2023)
(2/18/2022)
(9/21/2020)
(1/26/2022)
(9/10/2019)
(5/1/2018)
(6/1/2018)
(3/6/2024)
(3/24/2021)
(12/11/2023)
(9/24/2018)
(5/1/2018)
(5/2/2018)
(4/25/2022)
(1/25/2024)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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