Christopher P. Klauck
Professional summary
Christopher Paul Klauck, who also goes by Christopher P Klauck, Chris Klauck, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Saukville, Wisconsin and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Milwaukee, Wisconsin.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Paul Klauck's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2019 - Present
ALLSPRING FUNDS MANAGEMENT, LLC
Office #2: 417 E. Chicago Street, Milwaukee, WI 53202April 10, 2019 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
Office #1: 417 E Chicago Street, Milwaukee, WI 53202December 7, 2017 - April 11, 2019
WELLS FARGO CLEARING SERVICES, LLC
November 2, 2017 - April 11, 2019
WELLS FARGO CLEARING SERVICES, LLC
March 22, 2006 - February 21, 2007
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
ALLSPRING FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2022)
(1/6/2022)
(1/10/2022)
(2/15/2022)
(1/3/2022)
(1/21/2020)
(1/4/2022)
(1/4/2022)
(1/11/2022)
(1/4/2022)
(2/15/2022)
(1/4/2022)
(1/5/2022)
(1/5/2022)
(1/5/2022)
(1/5/2022)
(1/24/2020)
(1/5/2022)
(1/7/2022)
(1/3/2022)
(1/4/2022)
(2/24/2022)
(1/5/2022)
(1/3/2022)
(1/4/2022)
(1/24/2022)
(1/4/2022)
(1/23/2020)
(1/19/2022)
(2/15/2022)
(1/3/2022)
(1/22/2020)
(1/8/2022)
(1/4/2022)
(1/10/2021)
(1/4/2022)
(1/11/2022)
(1/6/2022)
(1/4/2022)
(1/6/2022)
(1/21/2022)
(1/4/2022)
(1/13/2022)
(1/6/2022)
(4/11/2019)
(1/4/2022)
(1/3/2022)
(1/14/2022)
(1/8/2022)
(1/3/2022)
(1/3/2022)
(4/12/2019)
(4/12/2019)
(1/21/2020)
Exams
FINRA
Current Firm
ALLSPRING FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,065 |
| AUM (Assets Under Management) | $ 318,037,012,784 |
Red Flags
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