Tami L. Fratis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tami Lynn Fratis MS., who also goes by Tami Lynn Benway, Tami Lynn Fratis, Tami Lynn Mumme, Tami Lynn Raditz, Tami Lynn Thomas, was a registered financial professional .
Tami is a previously registered financial professional and started their career in finance in 2008. Tami had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2015 - August 29, 2017
GRANT WILLIAMS L.P.
January 5, 2011 - April 1, 2013
WAYPOINT DIRECT INVESTMENTS, LLC
December 17, 2008 - February 20, 2009
SEI INVESTMENTS MANAGEMENT CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
