Keri L. Gordon-emmanuelidis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keri Lynn Gordon-emmanuelidis, who also goes by Keri Lynn Gordon Ms., Keri Lynn Gordon, Keri Gordon, was a registered financial professional .
Keri is a previously registered financial professional and started their career in finance in 2006. Keri had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2016 - June 3, 2019
JAMES E. COFFEY SECURITIES, INC.
March 25, 2014 - June 24, 2015
CANTOR FITZGERALD & CO.
August 1, 2008 - March 20, 2014
AMHERST SECURITIES GROUP, L.P.
January 16, 2008 - June 12, 2008
J.P. MORGAN SECURITIES LLC
August 1, 2007 - June 12, 2008
J.P. MORGAN SECURITIES LLC
June 13, 2006 - May 31, 2007
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JAMES E. COFFEY SECURITIES, INC.
CRD#: 141393 / SEC#: , 8-67383
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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