JH
Joshua M. Hofbauer
BANKERS LIFE ADVISORY SERVICES
WEST DES MOINES, IA 50266
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CRD#: 5104679
JH
Professional summary
Joshua Michael Hofbauer, who also goes by Joshua Hofbauer, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in West Des Moines, Iowa and BANKERS LIFE SECURITIES, INC. located in West Des Moines, Iowa.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Joshua has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua Hofbauer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE AND CASUALTY POSITION: Regional Director NATURE: Managing branch managers INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1999 ADDRESS: 160 S 68th st, west des moines IA 50266, United States DESCRIPTION: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. BARE BISON LLC POSITION: member/farmer NATURE: farming INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 5902 dogwood lane, west des moines IA 50266, United States DESCRIPTION: raise a farm of 300 buffalo PROTEIN HOUSE LLC POSITION: member of LLC/silent partner NATURE: healthy food INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/22/2016 ADDRESS: 11801 Hickman road, Urbandale IA 50323, United States DESCRIPTION: healthy eating fast food restaurant
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Michael Hofbauer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2023 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 160 South 68th St Suite 1205, West Des Moines, IA 50266RIA
CRD#: 281285
WEST DES MOINES, IA
Current
August 28, 2018 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 160 South 68th St Suite 1205, West Des Moines, IA 50266BD
CRD#: 173962
West Des Moines, IA
Past
October 20, 2006 - December 31, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(12/20/2018)
IAR
Iowa(11/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285West Des Moines, IA 50266TRUST BUT VERIFY
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