Dawn M. Wilson

ATHENS IMPACT SOCIALLY RESPONSIBLE INVESTMENTS

Athens, OH 45701

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CRD#: 5104078

Professional summary

Dawn Michelle Wilson, AIF®, who also goes by Dawn Michelle Banta, Michelle Wilson, is a registered financial advisor currently at ATHENS IMPACT SOCIALLY RESPONSIBLE INVESTMENTS located in Athens, Ohio.

Dawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Dawn has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dawn Michelle Banta | Michelle Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dawn Michelle Wilson is currently employed as the Social Media Manager at First Unitarian Universalist Society of Marietta. This activity accounts for approximately 10 hours per month. Dawn Michelle Wilson is currently a licensed insurance agent, however, she no longer sells any insurance products, and is not affiliated with any insurance companies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Michelle Wilson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 5, 2020 - Present

ATHENS IMPACT SOCIALLY RESPONSIBLE INVESTMENTS

Office #1: 264 East State Street, Athens, OH 45701

RIA

CRD#: 309353

Athens, OH

Past

January 3, 2017 - October 15, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Athens, OH

Past

January 3, 2017 - October 15, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Athens, OH

Past

April 21, 2016 - January 27, 2017

OSAIC FS, INC.

RIA

CRD#: 3870

MARIETTA, OH

Past

April 21, 2016 - January 27, 2017

OSAIC FS, INC.

CRD#: 3870

MARIETTA, OH

Past

December 4, 2015 - February 12, 2016

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

October 30, 2007 - August 20, 2008

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

HAMILTON, OH

Past

April 25, 2006 - August 9, 2007

FIFTH THIRD SECURITIES, INC.

CRD#: 628

MILFORD, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/24/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ATHENS IMPACT SOCIALLY RESPONSIBLE INVESTMENTS

ATHENS IMPACT LLC | ATHENS IMPACT SOCIALLY RESPONSIBLE INVESTMENTS

CRD#: 309353 / SEC#:

Ohio

Registered Investment Advisory firm - (10/5/2020 Approved)

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Contact information

Main Address

264 East State Street, Athens, OH 45701

Mailing Address

Phone number

(740) 447-5540

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	192
AUM (Assets Under Management)	$ 21,200,551

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dawn M. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Michelle Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

OSAIC FS, INC.

OSAIC FS, INC.

EDWARD JONES

U.S. BANCORP INVESTMENTS, INC.

FIFTH THIRD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2015

Series 63

Date: 4/27/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/4/2015

Series 6

Date: 4/24/2006

Current Firm

ATHENS IMPACT SOCIALLY RESPONSIBLE INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ATHENS IMPACT SOCIALLY RESPONSIBLE INVESTMENTS

TRUST BUT VERIFY

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