John M. Anderson

INVESTMENTS BY DESIGN,

Galena, IL 61036

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CRD#: 5103781

Professional summary

John Michael Anderson is a registered financial advisor currently at INVESTMENTS BY DESIGN, INC located in Galena, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. John has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2012 - Present

INVESTMENTS BY DESIGN, INC

Office #1: 612 Spring Street, Galena, IL 61036

RIA

CRD#: 163070

Galena, IL

Past

June 7, 2007 - January 26, 2011

EDWARD JONES

RIA

CRD#: 250

GALENA, IL

Past

April 25, 2006 - January 26, 2011

EDWARD JONES

CRD#: 250

GALENA, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/18/2012)

IAR

Texas
(5/10/2016)

IAR

Wisconsin
(4/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/24/2006

General Securities Representative Examination

Current Firm

INVESTMENTS BY DESIGN, INC

CRD#: 163070 / SEC#:

Illinois

Registered Investment Advisory firm - (4/18/2012 Approved)

Texas

Registered Investment Advisory firm - (5/7/2016 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (4/23/2012 Approved)

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Contact information

Main Address

612 Spring Street, Galena, IL 61036

Mailing Address

Phone number

(815) 776-9095

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	181
AUM (Assets Under Management)	$ 37,885,801

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENTS BY DESIGN, INC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2007

Series 63

Date: 4/27/2006

Series 7

Date: 4/24/2006

Current Firm

INVESTMENTS BY DESIGN, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTMENTS BY DESIGN, INC

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