JE
Jessica B. Espinoza
WEALTHSPIRE RETIREMENT ADVISORY
Bethesda, MD 20817
Some features on this profile are disabled
CRD#: 5103478
JE
Professional summary
Jessica Bonardi Espinoza, who also goes by Jessica Monteiro De Castro Bonardi, Jessica Bonardi, Jessica Monteiro De Castro Espinoza, Jessica Espinoza, is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Bethesda, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Warrington, Pennsylvania.
Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jessica has worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jessica Monteiro De Castro Bonardi | Jessica Bonardi | Jessica Monteiro De Castro Espinoza | Jessica Espinoza
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Jessica Espinoza Investment Related: No Address: 103 Timberbrook Lane, Apt. 201 Gaithersburg, MD MD 20878 Nature of Business: Real Estate Position, Title or Relationship: I am the landlord Start Date: 8/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I rent the property and am responsible for repairs if needed Business Name: NFP RETIREMENT POSITION: Managing Director NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/08/2021 ADDRESS: 120 Vantis, Suite 400, Aliso Viejo CA 92656 DESCRIPTION: provide investment advice to corporate sponsored retirement plans.
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Bonardi Espinoza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2021 - Present
WEALTHSPIRE RETIREMENT ADVISORY
Office #1: 6500 Rock Spring Drive Suite 410, Bethesda, MD 20817RIA
CRD#: 121254
Bethesda, MD
Current
August 30, 2010 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2600 Kelly Road, Suite 300, Warrington, PA 18976Office #2: 6903 Rockledge Drive Suite 1400, Bethesda, MD 20817BD
CRD#: 42046
Warrington, PA
Past
April 21, 2016 - January 8, 2021
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
BETHESDA, MD
Past
February 19, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BETHESDA, MD
Past
July 13, 2006 - September 1, 2010
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WR
WEALTHSPIRE RETIREMENT ADVISORY
401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.
CRD#: 121254 / SEC#: 801-66107
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)California
Registered Investment Advisory firm - (2/9/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(8/10/2015)
RR
Maryland(8/30/2010)
IAR
Maryland(1/12/2021)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WR
WEALTHSPIRE RETIREMENT ADVISORY
401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.
CRD#: 121254 / SEC#: 801-66107
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)California
Registered Investment Advisory firm - (2/9/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
120 Vantis Suite 400, Aliso Viejo, CA 92656
Mailing Address
Phone number
(949) 460-9898
Established
Firm type
Fiscal year end
# of Employees
240
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,394 |
| AUM (Assets Under Management) | $ 118,031,461,765 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
