Carlos A. Villarreal
Professional summary
Carlos Andres Villarreal, who also goes by Carloa A VIllarreal, Carlos A Villarreal, is a registered financial professional currently at HARRIS ASSOCIATES SECURITIES L.P. located in Chicago, Illinois.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2006. Carlos has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlos Andres Villarreal's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2025 - Present
HARRIS ASSOCIATES SECURITIES L.P.
Office #1: 111 S. Wacker Drive Suite 4600, Chicago, IL 60606March 25, 2021 - March 29, 2021
PRINCIPAL SECURITIES, INC.
March 25, 2021 - September 18, 2025
PRINCIPAL SECURITIES, INC.
August 15, 2019 - September 18, 2025
PRINCIPAL ASSET MANAGEMENT
August 15, 2019 - September 18, 2025
PRINCIPAL FUNDS DISTRIBUTOR, INC.
April 27, 2018 - May 31, 2019
INVESCO ADVISERS, INC.
April 26, 2018 - May 31, 2019
INVESCO DISTRIBUTORS, INC.
March 4, 2014 - April 18, 2018
GUGGENHEIM INVESTMENTS
April 25, 2011 - April 18, 2018
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
April 11, 2006 - November 4, 2008
GUGGENHEIM INVESTMENTS
March 17, 2006 - May 20, 2009
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
Exams
FINRA
Current Firm
HARRIS ASSOCIATES SECURITIES L.P.
CRD#: 6959 / SEC#: , 8-19988
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARRIS ASSOCIATES L.P. | LIMITED PARTNER | |
| HARRIS ASSOCIATES INC. | GENERAL PARTNER | |
| KELLER, CHRISTOPHER WOLFGANG | PRESIDENT | 2865184 |
| PIETRAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 4278774 |
| WEBER, ZACHARY DAVID | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5483343 |
| WRIGHT, RANA JEWEL | CHIEF LEGAL AND ADMINISTRATIVE OFFICER | 6357277 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
