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FIRM PROFILE
Overview
HARRIS ASSOCIATES SECURITIES L.P. is located at 111 S. Wacker Drive Suite 4600, Chicago, IL 60606 and was first established at Chicago, Delaware in 12/12/1986. After operating for 39 years, HARRIS ASSOCIATES SECURITIES L.P. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HARRIS ASSOCIATES SECURITIES L.P.’s clients are individuals and 0% of their clients are high net worth individuals. HARRIS ASSOCIATES SECURITIES L.P. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HARRIS ASSOCIATES SECURITIES L.P. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HARRIS ASSOCIATES SECURITIES L.P.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HARRIS ASSOCIATES SECURITIES L.P.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HARRIS ASSOCIATES SECURITIES L.P. Comes From
Understanding the Statistics for HARRIS ASSOCIATES SECURITIES L.P. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
111 S. Wacker Drive Suite 4600, Chicago, IL 60606
111 S. Wacker Drive Suite 4600, Chicago, IL 60606
Small
(312) 646-3600
Delaware since 12/12/1986
Partnership
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HARRIS ASSOCIATES L.P. | LIMITED PARTNER | ||
| HARRIS ASSOCIATES INC. | GENERAL PARTNER | ||
| KELLER, CHRISTOPHER WOLFGANG | PRESIDENT | 2865184 | |
| PIETRAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 4278774 | |
| WEBER, ZACHARY DAVID | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5483343 | |
| WRIGHT, RANA JEWEL | CHIEF LEGAL AND ADMINISTRATIVE OFFICER | 6357277 |
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Advisor's working at HARRIS ASSOCIATES SECURITIES L.P.
Bryan Charles Tennant
Jeffrey Andrew Nelson
Michael Joseph Neary
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