Karlygash Vasilyev
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karlygash Vasilyev, who also goes by Karlygash Darzhigenova, was a registered financial professional .
Karlygash is a previously registered financial professional and started their career in finance in 2018. Karlygash had worked at 2 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2022 - June 12, 2024
MIRAE ASSET SECURITIES (USA) INC.
September 27, 2018 - April 14, 2022
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MIRAE ASSET SECURITIES (USA) INC.
CRD#: 30679 / SEC#: , 8-45034
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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