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Rollin Lynn Biel

AMERITAS INVESTMENT COMPANY
LINCOLN, NE
·CRD# 5101711·14 years experience

Professional Summary

Rollin Lynn Biel is a registered financial advisor currently at AMERITAS INVESTMENT COMPANY, LLC located in Lincoln, Nebraska. Rollin is registered as a RR (Registered Representative) and started their career in finance in 2007. Rollin has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
5900 "o" Street, Lincoln, NE 68510-2234
February 8, 2024 - Present
BANCWEST INVESTMENT SERVICES, INC.·CRD# 29357
BD
Omaha, NE
May 21, 2013 - October 27, 2023
BANCWEST INVESTMENT SERVICES, INC.·CRD# 29357
BD
Omaha, NE
February 21, 2007 - November 5, 2007

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Current Firm

AI
AMERITAS INVESTMENT COMPANY, LLC

AMERITAS ADVISORY SERVICES | THE ADVISORS GROUP (TAG) | SOWER SECURITIES CORP. | BLN INVESTMENT CORP. | AMERITAS INVESTMENT CORP. | AMERITAS INVESTMENT CORP | AMERITAS INVESTMENT COMPLANY, LLC | AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869 / SEC#: 8-31296
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

5900 "o" Street, Lincoln, NE 68510

Mailing Address

Po Box 5507, Lincoln, NE 68505-0507

Phone Number

(800) 335-9858

Established

Nebraska since 04/10/1984

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (9/16/2021)

Direct owners and executive officers

NamePositionCRD#
AMERITAS LIFE INSURANCE CORP.BENEFICIAL OWNER—
BERTHOLD, RICHARD AARONVICE PRESIDENT, OPERATIONS4433172
BIEL, ROLLIN LYNNFINANCIAL AND OPERATIONS PRINCIPAL5101711
CRUZ, ORLANDO RAFAEL JRMEMBER BOARD OF DIRECTORS2311194
HALVERSON, KELLY JAYMEMBER BOARD OF DIRECTORS7977580
KINSELLA, MATTHEW JOHNCHIEF COMPLIANCE OFFICER5217108
ROBSON, JEREMY MICHAELPRESIDENT AND MEMBER BOARD OF DIRECTORS4147931
RUZ, ROGER ANTHONYVICE PRESIDENT, SALES SUPERVISION2865493
SCHOMMER, CRAIG THOMASMEMBER BOARD OF DIRECTORS—
WU, MICHELE XIAOMINGMEMBER BOARD OF DIRECTORS7863936

Disclosures

Regulatory Event

21

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed May 2013About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Rollin Lynn Biel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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