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Frank Warner Anderson Jr

ALLSTATE FINANCIAL ADVISORS
Augusta, GA
·CRD# 5101699·20 years experience

Professional Summary

Frank Warner Anderson Jr, who also goes by Chip Warner Anderson, Frank Warner Anderson Jr, Frank Warner Anderson, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Augusta, Georgia and ALLSTATE FINANCIAL SERVICES, LLC located in Augusta, Georgia. Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Frank has worked at 10 firms and has passed the Series 65,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chip Warner Anderson, Frank Warner Anderson Jr, Frank Warner Anderson

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

ALLSTATE FINANCIAL ADVISORS, LLC·CRD# 109524
RIA
217 Davis Rd Ste A5, Augusta, GA 30907-0955
March 10, 2025 - Present
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
217 Davis Rd Ste A5, Augusta, GA 30907-0955
March 7, 2025 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
Augusta, GA
January 19, 2024 - March 12, 2025
OSAIC WEALTH, INC.·CRD# 23131
BD
Augusta, GA
January 19, 2024 - March 12, 2025
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
RIA
Augusta, GA
May 11, 2018 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Augusta, GA
May 10, 2018 - January 19, 2024
GWN SECURITIES INC.·CRD# 128929
RIA
Macon, GA
April 1, 2015 - May 10, 2018
GWN SECURITIES INC.·CRD# 128929
BD
Macon, GA
March 16, 2015 - May 10, 2018
PEAK WEALTH GROUP LLC·CRD# 150003
RIA
Macon, GA
March 5, 2012 - March 16, 2015
PEAK BROKERAGE SERVICES, LLC·CRD# 157045
BD
Macon, GA
January 25, 2012 - March 16, 2015
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
RIA
Warner Robins, GA
January 13, 2009 - December 31, 2011
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
Warner Robins, GA
January 6, 2009 - December 31, 2011
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Warner Robins, GA
November 7, 2007 - December 31, 2008
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Warner Robins, GA
August 10, 2006 - December 31, 2008
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
February 23, 2006 - July 5, 2006

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Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - SEC (11/21/2007 Approved)

Contact Information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone Number

(877) 232-2142

# of Employees

341

SEC notice filing (49 States and Territories)

Registered to provide investment advisory services in 49 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2026 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

493

AUM (Assets Under Management)

$142,352,226

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RETIREMENT SOLUTIONS OF GA, LLC POSITION: Agent NATURE: commissions from prior insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 217 Davis Road, Suite A-5, Augusta GA 30907, United States DESCRIPTION: trailing Commissions from previous insurance sales

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - SEC (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/3/2026)
RR
Georgia
(3/7/2025)
IAR
Georgia
(3/10/2025)
RR
North Carolina
(2/19/2026)
RR
South Carolina
(3/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2006About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Frank Warner Anderson Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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FA
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