Kevin B. Rankin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Blair Rankin, who also goes by Kevin Rankin, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2011. Kevin had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2021 - November 10, 2021
KARPUS INVESTMENT MANAGEMENT
May 9, 2011 - October 12, 2011
CONVERGENT WEALTH ADVISORS, LLC
Primary Firm SEC Registration
KARPUS INVESTMENT MANAGEMENT
CRD#: 110275 / SEC#: 801-29607
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
KARPUS INVESTMENT MANAGEMENT
CRD#: 110275 / SEC#: 801-29607
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,279 |
| AUM (Assets Under Management) | $ 4,010,769,565 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
